RegEd

Optimize Compliance. Manage Risk. Enable Growth.

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Overview

RegEd offers a comprehensive suite of solutions to help financial services firms manage their compliance, licensing, and education needs. Their platform includes tools for managing producer licensing and appointments, advertising review, and delivering compliance training and continuing education.

✨ Key Features

  • Producer Management (Licensing and Appointments)
  • Compliance Management (Advertising Review, Conflicts of Interest)
  • Regulatory Change Management
  • Education and Training (CE, Product Training)

🎯 Key Differentiators

  • Deep expertise and focus on the financial services industry
  • Comprehensive platform covering a wide range of compliance needs

Unique Value: Provides a single, integrated platform to help financial services firms manage their complex compliance obligations, reduce risk, and improve efficiency.

🎯 Use Cases (4)

Broker-dealers managing FINRA and SEC compliance Insurance companies managing state DOI requirements Banks and credit unions managing their compliance programs Investment advisers fulfilling their regulatory obligations

✅ Best For

  • Enterprise-level compliance and licensing management for large financial services firms.

💡 Check With Vendor

Verify these considerations match your specific requirements:

  • Organizations outside of the financial services industry.

🏆 Alternatives

Wolters Kluwer Thomson Reuters NCS Regulatory Compliance

Offers a more specialized and comprehensive solution for the financial services industry compared to general-purpose GRC platforms.

💻 Platforms

Web API

🔌 Integrations

API

🛟 Support Options

  • ✓ Email Support
  • ✓ Phone Support
  • ✓ Dedicated Support (Varies tier)

🔒 Compliance & Security

✓ GDPR ✓ SSO

💰 Pricing

Contact for pricing

Free tier: N/A

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